Importance Sampling for Portfolio Credit Risk


Paul Glasserman

Graduate School of Business
Columbia University


Abstract

The distribution of losses due to defaults in large portfolios is often computed using Monte Carlo simulation and can therefore be time consuming, particularly when precise estimates are required for small probabilities of large losses. Importance sampling (IS) is a general technique for improving the performance of Monte Carlo methods in estimating rare-event probabilities. However, the application of IS to credit risk is complicated by the mechanisms commonly used to specify the dependence between default events, particularly in the industry-standard Gaussian copula model. We present a two-step approach to IS for credit losses that takes advantage of the "factor" structure often used in credit models: we apply IS conditional on the factors and then apply IS to the factors themselves. We analyze the effectiveness of the method through asymptotics in the size of portfolio and give conditions for asymptotic optimality. We also develop IS methods for conditional expectations used to measure marginal risk contributions. This is based on joint work with Jingyi Li.